WebThe Code of Federal Regulations (CFR) is the official legal print publication containing the codification of the general and permanent rules published in the Federal Register by the … WebAug 26, 2013 · A major factor determining the ultimate reach of such swap regulation is the definition of “U.S. person” for purposes of the regulators’ guidance and other pronouncements regarding cross-border regulation. On January 7, 2013, the CFTC published in the Federal Register a final order [1] (the “January Order”), which set forth a ...
SUBPART - Exceptions and Exemptions from the Clearing Requirement
WebSection 2(h)(7)(A) of the CEA and CFTC Regulation 50.50 provide for an exception from clearing for swaps entered by certain End Users (the “End-User Exception”). The full requirements are listed in CFTC Regulation 50.50(a) through … WebOct 14, 2024 · Non-security-based swaps are referred to in Title VII simply as swaps. The CFTC is generally charged with regulating non-security-based swaps with input from the SEC, where appropriate, as well as from applicable bank regulators for swaps entered into by banks (see Banks and BHCs).Because Title VII delegates many of the derivatives … margaret willis obituary
CFTC Staff Letters CFTC
WebOn October 15, 2024, the CFTC finalized amendments to regulations covering speculative position limits on core physical commodity futures contracts and their economically equivalent futures, options, and swaps under Section 737 of Title VII, which amended CEA Section 4a (7 U.S.C. § 6a). The final rule marked the culmination of a decade of CFTC ... WebMay 12, 2024 · Proposed regulation 50.75 (b) would set forth a definition of “sovereign entity” for purposes of the Clearing Requirement. Under the proposed definition, … WebElectronic Code of Federal Regulations (e-CFR) Title 17 - Commodity and Securities Exchanges. CHAPTER I - COMMODITY FUTURES TRADING COMMISSION. PART 50 - CLEARING REQUIREMENT AND RELATED RULES. Subpart C - Exceptions and … (2) Hedges or mitigates commercial risk, in accordance with § 50.50(c), related to … § 50.50 Non-financial end-user exception to the clearing requirement. § 50.51 … margaret willis facebook